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Director, Governance, Risk, and Compliance

Downtown Montreal

Financial & Investment Funds | Audit Interne - Conformité & risque | #4261

Permanent | French

Differentiating elements

Autonomy & Latitude
Growing Environment
Key Role with High Added Value
Professional Development
Teamwork

About the employer

This independent firm in the institutional asset management sector, recognized for its stability and sustained growth, manages several billion dollars in assets for a national and international client base. Focused on excellence, collaboration, and a long-term vision, it offers an environment where professionals enjoy a high degree of autonomy, direct access to senior management, and a real influence on the organization’s strategic direction.

Benefits

Hybrid work with flexible hours – Vacation weeks and personal days – Comprehensive insurance coverage starting on day one – Employer contribution to RRSP – Health and wellness program – Access to telemedicine and virtual health services – Active employee committee that fosters a friendly atmosphere – A company that invests in career development

Your responsibilities in a few words!

Ensure the maintenance and evolution of the governance, risk management, and regulatory compliance framework – Oversee investment compliance processes in a multi-jurisdictional context – Serve as a point of contact for the investment teams and the trading desk – Lead the activities of the Risk Management Committee and prepare reports for senior management and the Board of Directors – Develop and coordinate the annual internal audit program – Proactively monitor regulatory developments related to AMF, OSC, and SEC requirements – Identify opportunities to improve controls and processes – Contribute to strategic decisions related to governance and risk management – Collaborate with internal and external partners to ensure compliance with regulations.

Your assets for this position!

At least 10 years of experience in asset management
Experience combining investment compliance, enterprise risk management, and internal audit
Excellent knowledge of AMF, OSC, and SEC regulatory requirements
Experience in a financial services or highly regulated environment
Professional designations such as CPA, CFA, FRM, CIA, or equivalent (a plus)
Knowledge of multi-asset strategies (Canadian, U.S., and global equities, as well as alternative investments)
Experience serving on a risk management committee or a board of directors
Ability to draft and interpret legal and regulatory documents
Excellent command of French and English, both spoken and written
Proficiency in best practices in governance, compliance, and internal audit

Summary

An ideal opportunity for a thorough, methodical, and proactive individual who can thrive in a highly regulated environment where decisions must be made with sound judgment and efficiency. You will play a key role within an experienced team, working closely with investment professionals, the risk committee, and senior management. You will thrive in an entrepreneurial, stable, and collaborative environment, where your expertise will directly influence the organization’s governance, compliance, and risk management. By joining this team, you will help support the firm’s sustainable growth, strengthen its governance practices, and protect the integrity of its operations, while benefiting from excellent opportunities for advancement into a risk management leadership role.

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