- Autonomy & Latitude
- Growing Environment
- Key Role with High Added Value
- Professional Development
- Teamwork
About the employer
This independent firm in the institutional asset management sector boasts a solid reputation and a long history in the financial markets. Recognized for the rigor and quality of its investment strategies, the organization operates in a fast-growing, international environment. Its employee-owned structure fosters stability, commitment and long-term decision-making. The company values collaboration, professional autonomy and real proximity to management, creating a dynamic and stimulating work environment.
Benefits
Hybrid work and flexible hours for a better work/life balance – Vacation weeks and personal days – Comprehensive insurance offered from day one – Employer contribution to RRSP – Unlimited access to virtual health services for you and your family – Health and wellness program – Active social committee offering activities to employees throughout the year – Great team collaboration and pleasant atmosphere every day – Investment in career development and valuable opportunity for advancement – Dynamic, modern environment within a company offering excellent conditions.
Your responsibilities in a few words!
Oversee investment compliance and ensure compliance with applicable regulatory frameworks – Develop and maintain the corporate risk management framework – Ensure the implementation and monitoring of the organizational risk matrix – Drive internal audit activities and recommend improvements to control processes – Perform continuous regulatory monitoring and ensure alignment with AMF, OSC and SEC requirements – Work closely with portfolio managers and the trading desk to identify and mitigate risks related to investment strategies – Prepare and present analyses and reports to the Risk Committee and senior management – Participate in the continuous improvement of policies, procedures and internal controls – Advise internal stakeholders on compliance and risk management issues
Your assets for this position!
Professional designation CPA, CFA, FRM or CIA (an asset)
Minimum 10 years’ experience in the asset management industry
Experience in a role combining investment compliance, risk management and internal audit
Excellent knowledge of AMF, OSC and SEC
Experience in developing and managing organizational risk management frameworks
Knowledge of multi-asset investment structures (global equities, Canadian, US and alternative investments)
Experience working with a risk or governance committee
Ability to analyze and interpret regulatory and legal documents
Bilingualism required
Summary
An ideal opportunity for a rigorous and strategic individual, capable of driving complex risk management and compliance issues in a demanding financial environment. You will play a central role within an experienced team, where your expertise will contribute directly to the soundness of the organization’s investment processes and governance. You’ll work in a collaborative, agile environment, interacting closely with investment teams and senior management!
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